Securities and Exchange Commission Thailand

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Executives/Major Shareholders/Fund Manager/ >> Derivatives Fund Manager

  Type Title Section See Document Notified Date Effective Date
1. Act   The Derivatives Act B.E. 2546   18 03/07/2003 06/01/2004
2. Act   The Derivatives Act B.E. 2546   41 03/07/2003 06/01/2004
3. Notification of the Office of the Securities and Exchange Commission   Notification of the Office of the Securities and Exchange Commission Governing Rules, Conditions and Procedures for Appointment and Conduct of Derivatives Investment Manager B.E. 2552 (2009)   14/10/2009 01/01/2010
4. Notification of the Office of the Securities and Exchange Commission  SorNor. 27/2547 Re: Rules for Approval of Derivatives Investment Manager   06/07/2004 16/07/2004
  Report/Form (Notification of Securities and Exchange Commission) Form KorNor.20-2 Report on Changes of Information of Investment Managers
  Report/Form (Notification of Securities and Exchange Commission) Form KorNor.20-3 Report on the Commencement Date or Termination Date of Performance of Duty as Investment Managers
  Report/Form (Notification of Securities and Exchange Commission) Form KorNor.20-4 List of Investment Managers
  
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