| |
Type |
Title |
Section |
See Document |
Status |
Notified Date |
Effective Date |
|---|
| 1. |
Notification of the Securities and Exchange Commission KorRor. 8/2557 |
Rules relating to Private Equity Trust and Trusteeship (Codefied) |
|
   |
 | 16/06/2014 |
01/07/2014 |
|  |
Notification of the Securities and Exchange Commission KorRor. 8/2557 |
Rules relating to Private Equity Trust and Trusteeship |
|
|
|
16/06/2014 |
01/07/2014 |
| 2. |
Notification of the Securities and Exchange Commission KorThor. 11/2557 |
The Exclusion of Investment Management for Private Equity Firm from Securities Business in the Category of Private Fund Management |
|
|
| 16/06/2014 |
01/07/2014 |
| 3. |
Notification of the Securities and Exchange Commission KorKhor. 9/2552 |
Rules on Application for Obtaining Approval and Granting to Perform Trust Business (Codefied) |
|
|
| 04/06/2009 |
01/07/2009 |
| |
Notification of the Securities and Exchange Commission KorKhor 9/2552 |
Rules on Application for Approval and Granting of Approval to Undertake Trust Business |
|
|
|
04/06/2009 |
01/07/2009 |
| |
Notification of the Securities and Exchange Commission KorKhor 2/2553 |
Rules on Application for and Granting of Approval to Undertake Trust Business (No. 2) |
|
|
|
04/02/2010 |
01/03/2010 |
| 4. |
Notification of the Office of the Securities and Exchange Commission SorKhor. 22/2553 |
Prohibited Characteristics of Directors, Executives and Major Shareholders of Trustees (Codefied) |
|
|
| 01/06/2010 |
16/06/2010 |
| |
Notification of the Office of the Securities and Exchange Commission SorKhor 22/2553 |
Prohibited Characteristics of Directors, Executives and Major Shareholders of Trustees |
|
|
|
01/06/2010 |
16/06/2010 |
