| |
Type |
Title |
Section |
See document |
Status |
Notified Date |
Effective Date |
|---|
| 1. |
Notification of the Securities and Exchange Commission 4/2556 |
|
|
|
 | 15/05/2013 |
01/07/2013 |
| 2. |
Notification of the Securities and Exchange Commission KorKhor 7/2551 |
Determination of Paid-Up Registered Capital of Securities Company |
|
   |
| 08/05/2008 |
01/06/2008 |
| 3. |
Notification of the Securities and Exchange Commission 25/2545 |
|
|
|
| 28/03/2002 |
16/04/2002 |
| |  |
Report/Form (Notification of Securities and Exchange Commission) |
Form 90-17 Application for an Approval on Establishment of a New Limited Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management |
|
|
 |
|
|
| | |
Report/Form (Notification of Securities and Exchange Commission) |
Documents for the Application for an Approval on Establishment of a New Limited Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management |
|
|
|
|
|
| | |
Report/Form (Notification of Securities and Exchange Commission) |
Form 90-18 Application for a License to Undertake Securities Business in the Category of Mutual Fund Management |
|
|
|
|
|
| | |
Report/Form (Notification of Securities and Exchange Commission) |
Documents for the Application for a License to Undertake Securities Business in the Category of Mutual Fund Management |
|
|
|
|
|
| | |
Report/Form (Notification of Securities and Exchange Commission) |
Certified Statement Form Relating to Acting in Compliance with Related Laws of Shareholder Holding More Than 10 per cent of Shares Sold of Newly Established Company Including Directors and Managers of Shareholder that is Juristic Person |
|
|
|
|
|
| | |
Report/Form (Notification of Securities and Exchange Commission) |
Guidelines for Filling in an Application for an Approval on Establishment of a New Limited Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management (Form 90-17) and Application for a License to Undertake |
|
|
|
|
|
| |  |
| 4. |
Notification of the Securities and Exchange Commission KorNor. 26/2545 |
Determination of Paid-Up Registered Capital of Securities Companies Licensed to Undertake Securities Business in the Category of Mutual Fund Management |
|
|
| 28/03/2002 |
16/04/2002 |
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