Marketing
|- Approval and Standards Practice |- Code of Conduct |- Fees |- Related Circular Letter

Bond Dealer and Underwriter
|- Fees (section 14 and 19) |- Major Shareholders (section 90 and 91) |- Advertising (section 98(10)) |- Statutory Disqualifications for Management (section 103) |- OTC Securities Dealer (section 114) |- Revocation of License (section 147) |-

Others (Securities Business)
|- Separation of Securities and Finance Businesses & Merger (section 90) |- Representatives Office of foreign securities companies (section 93) |- Holidays (section 110) |- Securities Registrar Business (section 222) |- Association Related to Securities Businesses (section 230) |- Terms and Condition for Information Technology |- Anti-Money Laundering and Combating of Terrorist Financing |- Others