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Please be informed that as of now the Notifications beginning with “Gor” and “Jor” have been changed to “Kor” and “Chor” respectively.


  Type Title Section See Document Status Notified Date Effective Date
1. Notification of the Office of the Securities and Exchange Commission  Sor Thor. 14/2558 Rules in Detail on the Protection and Management of Conflicts of Interest (Codified)  (6797) 07/04/2015 01/10/2015
  Notification of the Office of the Securities and Exchange Commission   Nor Por. 1/2558 Guidelines for Determining Policies, Measures and Operating Systems concerning Acts That May Cause Conflicts of Interest with Clients 07/04/2015