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Please be informed that as of now the Notifications beginning with “Gor” and “Jor” have been changed to “Kor” and “Chor” respectively.


  Type Title Section See Document Status Notified Date Effective Date
1. Notification of Capital Market Supervisory Board  TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries (Codified)  (10088) 06/09/2013 01/04/2014
  Notification of the Office of the Securities and Exchange Commission   Sor Thor. 14/2558 Rules in Detail on the Protection and Management of Conflicts of Interest (Synopsis) 07/04/2015 01/10/2015
  Notification of the Office of the Securities and Exchange Commission   15/2558 Rules in Detail related to Proprietary Trading of Intermediaries (Synopsis) 07/04/2015 16/05/2015
  Notification of the Office of the Securities and Exchange Commission   Nor Por. 1/2558 Guidelines for Determining Policies, Measures and Operating Systems concerning Acts That May Cause Conflicts of Interest with Clients 07/04/2015