Securities and Exchange Commission Thailand

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Criminal Fining
Complaint

Cases Settled by the Criminal Fining Committee

  

       The Criminal Fining Committee under the Securities and Exchange Act B.E. 2535 (1992), the Provident Fund Act B.E. 2530 (1987), the Royal Enactment on Special Purpose Juristic Persons for Securitisation B.E. 2540 (1997), the Derivatives Act B.E. 2546 (2003), and the Trust for Transactions in Capital Market Act B.E. 2550 (2007) is comprised of three members, who are representatives of the Royal Thai Police, the Fiscal Policy Office of the Ministry of Finance, the Bank of Thailand. Meetings of the Criminal Fining Committee are organized by the Litigation Department of the Office of the SEC. The Criminal Fining Committee has issued settlement orders and imposed fines as follows:


Cases Settled by the Criminal Fining Committee
Query Condition (more than 1 )
     Topic
     Relevant Law
     Section
     Meeting Date To
     Meeting No. /
     Order No. /

Name of Offender  
Other Query Conditions

  



Disclaimer :  All names listed in this part are unofficial translation. There may be discrepancies between the English translation and the original Thai version.

Disclosure Policy

       The criminal case shall be settled when the offender pays fines as specified by the Criminal Fining Committee. Information as to settlement shall be maintained on this website for ten calendar years from the settlement date. Information earlier than the year 2008 is disclosed in the original Thai version and will be available in English on written request to the Litigation Department of the Office of SEC, 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand.


The Securities and Exchange Commission, Thailand
333/3 Vibhavadi-Rangsit Road, Chomphon , Chatuchak Bangkok 10900, Thailand
Tel. +66 2033 9999 Fax. +66 2033 9660
e-mail : info@sec.or.th
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