Criminal Complaints Filed by the Office of SEC

No.
Date of Complaint Filing
Name of Alleged Offender
Section
Relevant Law
Summarized Facts
Press Release
Results
Remarks

1

14/02/2018 Energy Earth Public Company Limited 56(1) in conjunction with 199 SEC Act Energy Earth Public Company Limited, failed to prepare and submit the reviewed financial statements for Q2/2017 to the SEC and the SET within specified period.   This case is in the process of inquiry by the inquiry official.  

2

26/02/2018 Mr. Wichai Thavornwattanayong 89/7 SEC Act Mr.Wichai Thavornwattanayong, former chairman of IFEC and the authorized person to disclose information through the SET?s information disclosure system (ELCID), failed to disclose IFEC?s default on its bills of exchange, following the SET?s request for clarification on 12 January 2017. Wichai?s actions appear to be intentional causing IFEC to be suspended from trading shares in the SET. He also gained benefits from which his IFEC shares of more than 57.46 million used as the collateral for his margin trading were not subject to force selling. As a result, he could remain an IFEC shareholder and exercise the voting right to select company directors at three shareholders? meeting in 2017. It is considered that His such failure violated a law and he illegally gained the benefit were dishonest duty performance, as specified under Section 89/7 and Paragraph 2 of Section 281/2 of the SEA.
016/2018
This case is in the process of inquiry by the inquiry official.  

3

14/02/2018 Mr.Thanawat Pratoomsuwan 300 SEC Act Mr.Thanawat Pratoomsuwan, the director, responsible for the operation of Energy Earth Public Company Limited (EARTH), failed to supervise EARTH to prepare the reviewed financial statements for Q2/2017 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification.   This case is in the process of inquiry by the inquiry official.  

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