Criminal Complaints Filed by the Office of SEC

No.
Date of Complaint Filing
Name of Alleged Offender
Section
Relevant Law
Summarized Facts
Press Release
Results
Remarks

1

12/09/2018 Chart Master Co., Ltd 16 DV Act  
108/2018
This case is in the process of inquiry by the inquiry official.  

2

12/09/2018 Mr. Narathip Lohawaroj 16 DV Act  
108/2018
This case is in the process of inquiry by the inquiry official.  

3

12/09/2018 Mr. Thiti Tarasuk 16 DV Act  
108/2018
This case is in the process of inquiry by the inquiry official.  

4

12/09/2018 Mr. Torpong Thammasombut 16 DV Act  
108/2018
This case is in the process of inquiry by the inquiry official.  

5

12/09/2018 Mrs. Sakonwan Paruang 16 DV Act  
108/2018
This case is in the process of inquiry by the inquiry official.  

6

02/10/2018 Mr. Chu Yingjay 300 SEC Act Mr. Chu Yingjay, an Authorized Director of the Company, responsible for the operation of Ronghui International Service Co., Ltd. shall be liable for Ronghui International Service Co., Ltd. offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC Office.
119/2018
   

7

02/10/2018 Ronghui International Service Co., Ltd. 33 SEC Act Ronghui International Service Co., Ltd. offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC Office.
119/2018
   

8

30/10/2018 Mr. Mitsuji konoshita 240 (the fifth amendment) SEC Act On March 14, 2017, Mr. Mitsuji Konoshita, Chairman of the Board of Directors and Chief Executive Office of Group Lease Public Company Limited (?GL?) and its affiliates, informed misleading information in such a manner that was likely to have an effect on the price of share of GL or the decision making on the investment of share of GL .
132/2018
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