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ASIA PLUS SECURITIES PUBLIC COMPANY LIMITED

[Click HERE for History of Name Change] [Click HERE for Company Website]

Head office
175, 3/1 Floor, Sathorn City Tower, South Sathorn,Thungmahamek, Sathorn, Bangkok Tel. 0-2285-1666, 0-2285-1777, 0-2285-1888 Fax. 0-2285-1900-1
[Click HERE for Branch Offices]

Date of Incorporation : May 19, 1994 Registered & Paid-Up Capital
	- Registered	2,521.95 Million Baht
	- Paid-Up Capital	2,105.46 Million Baht

Under the Securities & Exchange Act B.E. 2535
Type of License	No.	Effective Date	Remark
Securities Brokerage	/	Nov 13, 2008
Securities Dealing	/	Nov 13, 2008
Investment Advisory Services	/	Nov 13, 2008
Securities Underwriting	/	Nov 13, 2008
Private Fund Management	/	Nov 13, 2008
Securities Borrowing and Lending (Principal and Agent)	/	Nov 13, 2008
Under the Derivatives Act B.E. 2546
Type of License	No.	Effective Date	Remark
Derivatives Broker	/	Jul 29, 2009
Type of Registration		Effective Date	Remark
Derivatives Dealing (Registered as service provider for institutional investor client)		Jul 31, 2007

Approved Major shareholder (more than 10%) -
No.	Names of Shareholders	Percent

* Registration Date with Ministry of Commerce / Shareholder Book Closing Date
Note: The Notification of the Ministry of Finance governing Major Shareholder dated 23 February 2000 specified the Major Shareholder holding more than 10% before the effective date of the Notification shall except for an approval the approval of major shareholder holding more than 10% has not been granted by the SEC Office before the date of 23 February 2000

Executives
No.	Names	Position	Nationality
1.	Mr. KONGKIAT OPASWONGKARN	Director, Manager (Authorized)	THAILAND
2.	Mr. PATCHARA SURAJARAS	Director (Authorized)	THAILAND
3.	Mr. CHALI SOPHONPANICH	Director (Authorized)	THAILAND
4.	Mr. JIRAWAT LEWPRASERT	Director (Authorized)	THAILAND
5.	Mr. MICHAEL DAVID ROBERTS	Director	UNITED KINGDOM
6.	Mrs. NINTIRA SOPHONPANICH	Director	THAILAND
7.	Mr. SOPON PUNYARATABANDHU	Independent director	THAILAND
8.	Mr. SATIT CHANJAVANAKUL	Independent director	THAILAND
9.	Mr. VIRACH APHIMETEETAMRONG	Independent director	THAILAND

Register of persons qualified to be Fund Manager
As of 18/06/2013
No.	Name	Type of fund manager		Approval date	Appointed by management company	Appointed Date	Training deadline
No.	Name	MF	DF	Approval date	Appointed by management company	Appointed Date	Training deadline
1.	MR. MAITRI SOTANGKUR	/		22/02/2010	ASIA PLUS SECURITIES PUBLIC COMPANY LIMITED	07/03/2011	31/12/2014
2.	MR. VEERAPHON TREPETCH	/		15/05/2012	ASIA PLUS SECURITIES PUBLIC COMPANY LIMITED	16/05/2012	31/12/2014

Remark

Approval is given for two year period

MF means Mutual Fund Manager

DF means Derivative Fund Manager

Head of Compliance

Name	Commencement Date
Mr. CHIRASAK ONGPAIBOOL	01/05/2013

No. of Analyst / Investor Contact : 660