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KGI SECURITIES (THAILAND) PUBLIC COMPANY LIMITED

[Click HERE for History of Name Change] [Click HERE for Company Website]

Head office
173 Asia Centre Building, Flr. 8-11 South Sathorn Road, Thungmahamek Sub-District, Sathorn District, Bangkok, 10120, Thailand Tel. 0-2658-8888 Fax. 0-2658-8000
[Click HERE for Branch Offices]

Date of Incorporation : Mar 07, 1975 Registered & Paid-Up Capital
	- Registered	1,991.76 Million Baht
	- Paid-Up Capital	1,991.76 Million Baht

Under the Securities & Exchange Act B.E. 2535
Type of License	No.	Effective Date	Remark
Securities Brokerage	0102/2518	Jul 29, 1975
Securities Dealing	0102/2518	Jul 29, 1975
Investment Advisory Services	0102/2518	Jan 06, 2004
Securities Underwriting	0003/2539	Jul 16, 1996
Securities Borrowing and Lending (Principal and Agent)	0003/2542	Feb 26, 1999
Under the Derivatives Act B.E. 2546
Type of License	No.	Effective Date	Remark
Derivatives Broker	0030/2548	Aug 17, 2005
Type of Registration		Effective Date	Remark
Derivatives Dealing (Registered as service provider for institutional investor client)		Sep 20, 2004

Approved Major shareholder (more than 10%) As of Jul 29, 2008 *
No.	Names of Shareholders	Percent
1.	RICHPOINT COMPANY LTD.	34.97%

* Registration Date with Ministry of Commerce / Shareholder Book Closing Date
Note: The Notification of the Ministry of Finance governing Major Shareholder dated 23 February 2000 specified the Major Shareholder holding more than 10% before the effective date of the Notification shall except for an approval the approval of major shareholder holding more than 10% has not been granted by the SEC Office before the date of 23 February 2000

Executives
No.	Names	Position	Nationality
1.	Mr. WEI CHANG FANG	Director, Manager (Authorized)
2.	Mrs. SUCHADA SODTHIBHAPKUL	Director (Authorized)
3.	Mrs. PI-LIN HUANG	Director (Authorized)
4.	Miss BEE LENG OOI	Director (Authorized)
5.	Mr. CHIH-CHIEN YEN	Director (Authorized)
6.	Mr. WISIT WONGPAISAN	Director
7.	Mr. FOONG HOCK MENG	Director
8.	Mr. CHIN-LUNG TSENG	Director
9.	Mr. PISIT LEEAHTAM	Independent director
10.	Mr. PICHARN KULLAVANIJAYA	Independent director
11.	Mr. PRADIT SAWATTANANOND	Independent director
12.	Mr. DON BHASAVANICH	Independent director

Head of Compliance

Name	Commencement Date
Mr. THANACHAI MEECHOKE	19/11/2012

Auditors : Accounting Period 2013
No.	Names	Names of Audit Firm
1.	Mrs. NOGLAK PUMNOI	ERNST & YOUNG OFFICE COMPANY LIMITED
2.	Miss RACHADA YONGSAWADVANICH	ERNST & YOUNG OFFICE COMPANY LIMITED
3.	Miss RATANA JALA	ERNST & YOUNG OFFICE COMPANY LIMITED
4.	Mrs. SOMJAI KHUNAPASUT	ERNST & YOUNG OFFICE COMPANY LIMITED

No. of Analyst / Investor Contact : 584