Download Form  Sending Form Online  Careers  Procurement  Contact us  Complaint  Sign up  Personalize  Site Map DBS VICKERS SECURITIES (THAILAND) COMPANY LIMITED [Click HERE for History of Name Change] [Click HERE for Company Website] Head office 989 Siam Tower, 14th - 15th Floor, Rama 1 Road, Pathunwan, Bangkok 10330 Tel. 0-2657-7000 Fax. 0-2657-7777 [Click HERE for Branch Offices] Date of Incorporation : Nov 18, 1996 Registered & Paid-Up Capital   - Registered 395.52 Million Baht   - Paid-Up Capital 395.52 Million Baht Under the Securities & Exchange Act B.E. 2535 Type of License No. Effective Date Remark  Securities Brokerage 0029/2540 Nov 15, 1997  Securities Dealing 0029/2540 Nov 15, 1997  Investment Advisory Services 0029/2540 Nov 15, 1997 Not operating  Securities Underwriting 0029/2540 Nov 15, 1997 Under the Derivatives Act B.E. 2546 Type of License No. Effective Date Remark  Derivatives Broker 0021/2548 Jul 06, 2005 Type of Registration Effective Date Remark  Derivatives Dealing (Registered as service provider for institutional investor client)   Jan 22, 2007          Approved Major shareholder (more than 10%) As of Apr 01, 2004 * No. Names of Shareholders No. of Shares Percent          1. DBS VICKERS SECURITIES HOLDINGS PTE LTD. 39,551,993.00                100.00%                     * Registration Date with Ministry of Commerce / Shareholder Book Closing Date Note: The Notification of the Ministry of Finance governing Major Shareholder dated 23 February 2000 specified the Major Shareholder holding more than 10% before the effective date of the Notification shall except for an approval the approval of major shareholder holding more than 10% has not been granted by the SEC Office before the date of 23 February 2000 Executives No. Names Position Nationality          1. Mrs. PATTERA DILOKRUNGTHIRAPOP Director, Manager (Authorized) THAILAND          2. Mr. EDMUND YU CHIANG LEE Director (Authorized) SINGAPORE          3. Mr. PIYACHON JAIJONGKIT Director (Authorized) THAILAND          4. Mr. SHIK LUM KAN Director (Authorized) SINGAPORE Compliance Officers No. Names           1. MR. YOUNGYUT TUESUPPRASERT Auditors : Accounting Period 2010 No. Names Names of Audit Firm           1. Mr. BOONLERT KAMOLCHANOKKUL PRICEWATERHOUSECOOPERS ABAS LIMITED           2. Mrs. ANOTHAI LEEKITWATTANA PRICEWATERHOUSECOOPERS ABAS LIMITED           3. Mrs. UNAKORN PHRUITHITHADA PRICEWATERHOUSECOOPERS ABAS LIMITED

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