Derivatives Dealing
Registered Derivatives Dealer | Licensed Derivatives Dealer

Securities Businesses

 

Company Name

Head Office

1.

BUALUANG SECURITIES PUBLIC COMPANY LIMITED

10, 12, 19, 23, 29-32/F, SILOM COMPLEX OFF. BLDG., 191 SILOM ROAD SI LOM, BANG RAK, Bangkok 10500 Tel. 0-2231-3777 , 0-2618-1000 Fax. 0-2231-3951

2.

DBS VICKERS SECURITIES (THAILAND) COMPANY LIMITED

989 SIAMPIWAT TOWER, 9TH, 14TH - 15TH FLOOR, RAMA 1 ROAD PATHUM WAN, PATHUM WAN, Bangkok 10330 Tel. 0-2857-7000 Fax. 0-2857-7777

3.

KGI SECURITIES (THAILAND) PUBLIC COMPANY LIMITED

195 ONE BANGKOK TOWER 4, 18TH – 19TH FLOOR, WIRELESS ROAD, LUMPHINI, PATHUM WAN, Bangkok 10330 Tel. 0-2658-8888 Fax. 0-2658-8000

4.

KRUNGTHAI XSPRING SECURITIES COMPANY LIMITED

- SI LOM, BANG RAK, Bangkok 10500 Tel. 0-2695-5000 Fax. -

5.

MACQUARIE SECURITIES (THAILAND) LIMITED

28TH FLOOR CRC TOWER, ALL SEASONS PLACE, 87/2 WIRELESS ROAD LUMPHINI, PATHUM WAN, Bangkok 10330 Tel. 0-2694-7999 Fax. 0-2694-7878

6.

MAYBANK SECURITIES (THAILAND) PUBLIC COMPANY LIMITED

- PATHUM WAN, PATHUM WAN, Bangkok 10330 Tel. 0-2658-5000 Fax. 0-2658-6855

7.

UBS SECURITIES (THAILAND) LIMITED

93/1 DIETHELM TOWER A, 2ND FLOOR, WIRELESS ROAD LUMPHINI, PATHUM WAN, Bangkok 10330 Tel. 0-2613-5700 Fax. 0-2651-5730

Other Financial Institution

 

Company Name

Head Office

1.

BANK OF AMERICA NATIONAL ASSOCIATION

2.

BANK OF AYUDHYA PUBLIC COMPANY LIMITED

3.

BNP PARIBAS BANGKOK BRANCH

4.

BNP PARIBAS S.A.

5.

CIMB THAI BANK PUBLIC COMPANY LIMITED

6.

CITIBANK, N.A.

7.

CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK

8.

KASIKORNBANK PUBLIC COMPANY LIMITED

9.

KIATNAKIN PHATRA BANK PUBLIC COMPANY LIMITED

10.

KRUNG THAI BANK PUBLIC COMPANY LIMITED

11.

STANDARD CHARTERED BANK (THAI) PUBLIC COMPANY LIMITED

12.

THE HONGKONG AND SHANGHAI BANKING CORPORATION

13.

THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED

14.

THE SIAM COMMERCIAL BANK PUBLIC COMPANY LIMITED

15.

TMBTHANACHART BANK PUBLIC COMPANY LIMITED

16.

UNITED OVERSEAS BANK (THAI) PUBLIC COMPANY LIMITED

Foreign Juristic Person

 

Company Name

Head Office

1.

AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED

2.

BARCLAYS BANK PLC

3.

CIMB BANK BERHAD

4.

CITIBANK N.A. (LONDON BRANCH) LIMITED

5.

CITIBANK, N.A. NEW YORK

6.

CITIGROUP GLOBAL MARKETS LIMITED

7.

COMMERZBANK INTERNATIONAL S.A.

8.

CREDIT SUISSE INTERNATIONAL

9.

DEUTSCHE BANK

10.

DEUTSCHE BANK AKTIENGESELLSCHAFT (DEUTSCHE BANK AG)

11.

ENGIE GLOBAL MARKETS

12.

ICBC STANDARD BANK PUBLIC COMPANY LIMITED

13.

JP MORGAN CHASE BANK BANGKOK BRANCH

14.

MACQUARIE BANK LIMITED

15.

MERRILL LYNCH INTERNATIONAL

16.

MITSUBISHI UFJ SECURITIES INTERNATIONAL PUBLIC COMPANY LIMITED

17.

MIZUHO BANK LIMITED

18.

MORGAN STANLEY & CO. INTERNATIONAL PLC.

19.

NOMURA SINGAPORE LIMITED

20.

SMBC NIKKO CAPITAL MARKETS LIMITED

21.

SOCIETE GENERALE S.A.

22.

STANDARD CHARTERED BANK (SINGAPORE) LIMITED

23.

THE BANK OF TOKYO-MITSUBISHI UFJ,LTD., BANGKOK BRANCH

24.

UBS AG BANK

25.

WSD FINANCIAL (NZ) LIMITED
(SEC files criminal complaint against unlicensed derivatives business operators, read news)


Note : * refers to inactivated derivatives dealing


Registered Derivatives Broker is able to engage in derivative business only with Institutional Investors

Investor which is a financial institution under the Commercial Banking Act, securities company, non-life insurance company, life insurance company, statutory company, mututal fund, private fund, the Governement Pension Fund, provident fund or any other legal entities as specified in the notification of the SEC