1 | Mr. SAKKARIN UTTAKRIT formerly (Mr SAKKARIN UTTAKRIT) | Investment Consultant on Securities | SEC News 14/2018 | Account of committing undue acts toward clients' assets and using a client's trading account to trade securities for his own interest. | Revocation | From 10/02/2018 to 09/02/2028 |
2 | Miss SUPARAT NISSAPHA | Fundamental Guide / Investment Planner | SEC News 10/2018 | signing on a unit subscription order of a client without contacting or giving advice to the client | Suspension | From 01/02/2018 to 31/03/2018 |